Streatfield, David Alan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-06-14 | 2012-05-22 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-06-14 | 2012-05-22 |
| 3 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2013-10-07 | 2016-08-29 |
| 4 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2013-10-07 | 2016-08-29 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-04-25 | 2019-07-26 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-04-25 | 2019-07-26 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-07-29 | 2020-11-10 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-08-20 | 2020-11-10 |
| 9 | Global Investment Strategy HK Limited | Rep | Dealing in securities | 2021-05-24 | 2022-06-30 |
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