Thomas, Dean (SFC:ACN472)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2020-02-11 | 2023-03-24 | Rep | Dealing in securities | 2020-02-11 | 2023-03-24 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-02-09 | 2019-08-13 | Rep | Dealing in securities | 2007-02-09 | 2019-08-13 | Rep | Automated trading services | 2010-06-24 | 2013-03-06 |
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