Tiffin, Philip John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-09-22 | 2009-09-28 | Rep | Dealing in futures contracts | 2009-09-22 | 2009-09-28 | Rep | Dealing in securities | 2009-09-22 | 2009-09-28 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Automated trading services | 2010-09-27 | 2013-03-06 | Rep | Dealing in futures contracts | 2010-09-27 | 2013-05-24 | Rep | Dealing in securities | 2010-09-27 | 2014-12-02 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-03-09 | 2006-04-01 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-03-09 | 2006-04-01 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2008-12-01 | 2009-06-15 | Rep | Dealing in securities | 2008-12-01 | 2009-06-15 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-12-01 | 2009-06-15 | Rep | Dealing in futures contracts | 2008-12-01 | 2009-06-15 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-12-01 | 2009-06-15 |
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