Tsang, Ka Li 曾嘉莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-12-16 | |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Asset management | 2003-12-16 | |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-08-01 | |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2004-08-01 | |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-08-01 | |
| 6 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-08-09 | 2012-01-10 |
| 7 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2005-05-18 | 2012-01-10 |
| 8 | CASH Wealth Management Limited | Rep | Advising on securities | 2015-04-20 | 2018-07-16 |
| 9 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-20 | 2018-07-16 |
| 10 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2021-08-24 | 2022-10-05 |
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