Twomey, Harvey Noel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Automated trading services | 2010-06-23 | 2015-02-03 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-03-03 | 2008-02-01 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2008-05-02 | 2013-12-03 | DEUTSCHE SECURITIES ASIA LIMITED | RO | 2013-12-03 | 2014-06-06 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2014-06-06 | 2015-02-03 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-07-15 | 2008-02-01 | Merrill Lynch Far East Limited | Rep | 2005-03-03 | 2008-02-01 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2008-05-02 | 2013-12-03 | DEUTSCHE SECURITIES ASIA LIMITED | RO | 2013-12-03 | 2014-06-06 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2014-06-06 | 2017-09-01 |
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