Wong, Paul Sek Ming 黃錫明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2004-02-23 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2004-02-23 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-09-09 | 2014-05-26 | Rep | Dealing in securities | 2010-09-09 | 2014-05-26 | Rep | Automated trading services | 2010-09-09 | 2015-01-26 | RO | Advising on securities | 2014-05-26 | 2018-05-09 | RO | Dealing in securities | 2014-05-26 | 2018-05-09 |
| 4 | EIP Alpha Limited | Rep | Advising on futures contracts | 2019-02-11 | Rep | Advising on securities | 2019-02-11 | 2021-05-14 | Rep | Asset management | 2019-02-11 | 2023-08-16 | RO | Advising on securities | 2021-05-14 | RO | Asset management | 2023-08-16 |
| 5 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2020-04-20 | Rep | Advising on securities | 2020-04-20 | 2021-05-14 | Rep | Asset management | 2020-04-20 | 2023-08-16 | RO | Advising on securities | 2021-05-14 | RO | Asset management | 2023-08-16 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2004-03-23 | 2010-06-11 | Rep | Dealing in securities | 2004-03-23 | 2010-06-11 |
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