Kwan, Chi Tak (SFC:AHC006) 關志德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DNB Asset Management (Asia) Limited | Rep | Asset management | 2007-04-16 | 2007-05-02 | RO | Asset management | 2007-05-02 | 2015-11-30 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2016-01-07 | 2016-04-20 | Rep | Asset management | 2016-01-07 | 2016-04-20 | Rep | Dealing in securities | 2016-01-07 | 2016-04-20 | RO | Advising on securities | 2016-04-20 | RO | Asset management | 2016-04-20 | RO | Dealing in securities | 2016-04-20 |
| 3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-31 | Rep | Advising on securities | 2003-12-31 | Rep | Asset management | 2003-12-31 |
| 4 | OP INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2004-02-18 | 2007-03-31 |
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