Liu, Jeff Shih Yuan 劉仕元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BUENA VISTA FUND MANAGEMENT (HK) LIMITED | Rep | Asset management | 2007-12-31 | 2008-03-31 | Rep | Asset management | 2012-01-20 | 2012-02-15 | RO | Asset management | 2012-02-15 |
| 2 | DORIC CAPITAL CORPORATION | Rep | Asset management | 2008-04-18 | 2009-03-03 | Rep | Advising on futures contracts | 2008-05-06 | 2009-03-03 | Rep | Advising on securities | 2008-05-06 | 2009-03-03 | RO | Advising on futures contracts | 2009-03-03 | 2011-12-16 | RO | Advising on securities | 2009-03-03 | 2011-12-16 | RO | Asset management | 2009-03-03 | 2011-12-16 |
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