Ranganathan, Rajesh (SFC:ALS132)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DORIC CAPITAL CORPORATION | Rep | Advising on futures contracts | 2005-02-05 | 2008-01-31 | Rep | Advising on securities | 2005-02-05 | 2008-01-31 | Rep | Asset management | 2005-02-05 | 2008-01-31 | RO | Advising on futures contracts | 2008-01-31 | 2023-12-15 | RO | Advising on securities | 2008-01-31 | 2023-12-15 | RO | Asset management | 2008-01-31 | 2023-12-15 |
| 2 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2023-09-29 | Rep | Asset management | 2023-09-29 |
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