Li, Mandy Fung Yee 李鳳儀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BUENA VISTA FUND MANAGEMENT (HK) LIMITED Rep Asset management 2013-03-20 2019-12-31
Rep Asset management 2020-04-08 2020-08-31
Rep Asset management 2022-07-06 2022-11-30
2 DORIC CAPITAL CORPORATION Rep Advising on futures contracts 2007-05-08 2013-03-07
Rep Advising on securities 2007-05-08 2013-03-07
Rep Asset management 2007-05-08 2013-03-07
Rep Asset management 2020-11-03 2022-03-31

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