Schofield, John Cyril Lester
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2015-06-03 | 2015-12-24 |
| 2 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2014-03-04 | 2014-04-30 | Rep | Asset management | 2014-03-04 | 2014-04-30 | Rep | Advising on futures contracts | 2014-04-30 | 2015-05-20 | RO | Advising on securities | 2014-04-30 | 2015-05-20 | RO | Asset management | 2014-04-30 | 2015-05-20 |
| 3 | CHINA EASE INVESTMENT LIMITED | RO | Advising on securities | 2018-06-19 | 2020-09-07 | RO | Asset management | 2018-06-19 | 2020-09-07 |
| 4 | Double Haven Capital (Hong Kong) Limited | Rep | Asset management | 2011-06-03 | 2011-08-02 | RO | Asset management | 2011-08-02 | 2012-08-30 |
| 5 | ENZARD LIMITED | RO | Advising on securities | 2004-05-21 | 2008-09-01 |
| 6 | GLENWORTH CAPITAL LIMITED | RO | Advising on securities | 2015-12-28 | 2017-06-15 | RO | Asset management | 2015-12-28 | 2017-06-15 |
| 7 | Lazarus Asset Management Limited | RO | Advising on securities | 2024-01-25 | RO | Asset management | 2024-01-25 |
| 8 | PYRMONT WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2011-05-31 | RO | Asset management | 2006-02-24 | 2011-05-31 | RO | Advising on securities | 2013-10-07 | 2014-02-07 | RO | Asset management | 2013-10-07 | 2014-02-07 |
| 9 | SOUTH OCEAN MANAGEMENT LIMITED | RO | Asset management | 2005-07-29 | 2006-01-09 |
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