Tam, Yau Yee 譚祐怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2004-12-31 | 2005-06-16 | Rep | Advising on securities | 2004-12-31 | 2005-06-16 | Rep | Asset management | 2004-12-31 | 2005-06-16 | Rep | Dealing in securities | 2004-12-31 | 2005-06-16 |
| 2 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2012-01-18 | 2020-01-15 |
| 3 | Double Haven Capital (Hong Kong) Limited | Rep | Asset management | 2011-03-01 | 2011-12-20 |
| 4 | Pacific Sun Advisors Limited | RO | Advising on securities | 2006-11-17 | 2009-06-01 | RO | Asset management | 2006-11-17 | 2009-06-01 |
| 5 | PYRMONT WEALTH MANAGEMENT LIMITED | RO | Asset management | 2010-06-19 | 2011-02-23 |
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