Yiu, Ming Yee 姚明義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SIIC ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2010-02-02 | |
2 | DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED | RO | Asset management | 2010-03-05 | 2012-07-31 | RO | Advising on securities | 2010-10-26 | 2012-03-08 |
3 | China Innovation Capital Limited | RO | Advising on securities | 2014-07-17 | 2015-03-31 | RO | Asset management | 2014-07-17 | 2015-03-31 | RO | Advising on securities | 2015-11-06 | 2020-05-20 | RO | Asset management | 2015-11-06 | 2020-05-20 | RO | Dealing in securities | 2016-10-28 | 2020-05-20 |
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