Lam, Kai Hong (SFC:ACY903) 林啟康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHOENIX CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-05-07 | |
| 2 | PHOENIX CAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-05-07 | |
| 3 | PHOENIX CAPITAL SECURITIES LIMITED | Rep | Advising on securities | 2004-05-07 | |
| 4 | PHOENIX CAPITAL FUTURES LIMITED | Rep | Asset management | 2004-05-07 | |
| 5 | PHOENIX CAPITAL SECURITIES LIMITED | Rep | Asset management | 2004-05-07 | |
| 6 | PHOENIX CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-11-05 | |
| 7 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-02 | 2006-04-21 |
| 8 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-10 | 2010-12-10 |
| 9 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-08-24 | 2017-10-18 |
| 10 | PHOENIX CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-21 | |
| 11 | CMB International Global Markets Limited | Rep | Dealing in securities | 2005-12-02 | 2006-04-21 |
| 12 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-11-10 | 2010-12-10 |
| 13 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-08-24 | 2017-10-18 |
| 14 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2020-10-20 | 2020-12-17 |
| 15 | Dongxing Securities (Hong Kong) Company Limited | RO | Advising on securities | 2022-01-28 | |
| 16 | PHOENIX CAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2004-11-05 | 2005-08-11 |
| 17 | CMB INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2006-04-21 | 2010-10-28 |
| 18 | EAST ASIA FUTURES LIMITED | RO | Dealing in futures contracts | 2010-12-10 | 2017-07-04 |
| 19 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2017-10-18 | 2020-05-05 |
| 20 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2005-01-21 | 2005-08-11 |
| 21 | CMB International Global Markets Limited | RO | Dealing in securities | 2006-04-21 | 2010-10-28 |
| 22 | EAST ASIA SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2010-12-10 | 2017-07-04 |
| 23 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in securities | 2017-10-18 | 2020-05-05 |
| 24 | China PA Securities (Hong Kong) Company Limited | RO | Dealing in securities | 2019-05-07 | 2020-05-05 |
| 25 | Dongxing Securities (Hong Kong) Company Limited | RO | Dealing in securities | 2020-12-17 |
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