Lau, Ching Ching 劉晶晶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | RO | Advising on futures contracts | 2007-07-12 | RO | Advising on securities | 2007-07-12 | RO | Asset management | 2007-07-12 | RO | Dealing in securities | 2007-07-12 |
| 2 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | Rep | Advising on futures contracts | 2004-02-02 | Rep | Asset management | 2004-02-02 |
| 3 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-12-23 |
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