Mok, Clayton Ho Tung 莫可東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Chinese Strategic Asset Management Limited | Rep | Advising on securities | 2018-11-08 | 2019-08-30 | Rep | Asset management | 2018-11-08 | 2019-08-30 |
| 2 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-09-05 | 2011-09-16 |
| 3 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-09-05 | 2011-09-16 |
| 4 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2014-10-03 | 2014-12-01 |
| 5 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2007-06-20 | 2011-09-02 | Rep | Dealing in securities | 2007-06-20 | 2011-09-02 | Rep | Leveraged foreign exchange trading | 2007-08-09 | 2011-09-02 | Rep | Dealing in futures contracts | 2011-11-08 | 2014-09-27 | Rep | Dealing in securities | 2011-11-08 | 2014-09-27 | Rep | Leveraged foreign exchange trading | 2011-11-08 | 2014-09-27 | Rep | Asset management | 2019-10-31 | 2021-06-20 | Rep | Dealing in futures contracts | 2019-11-20 | 2021-06-20 | Rep | Dealing in securities | 2019-11-20 | 2021-06-20 |
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