Li, Ka Fai (SFC:AHQ396) 李家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-04-13 | |
| 2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2004-04-13 | |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Asset management | 2004-04-13 | |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2004-08-12 | |
| 5 | BEA Union Investment Management Limited | Rep | Dealing in securities | 2005-02-16 | 2007-02-09 |
| 6 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-03-07 | 2022-03-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy