So, Ka Wai (SFC:AMX761) 蘇家偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-01-18 | 2016-07-08 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-17 | 2022-09-01 |
| 3 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-02-03 | 2023-03-01 | Rep | Dealing in securities | 2023-02-03 | 2023-03-01 |
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