Wong, Ka Man (SFC:AQQ507) 黃嘉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-08-24 | 2016-04-04 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-11 | 2010-08-14 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-03-11 | 2010-08-14 | Rep | Dealing in securities | 2008-03-11 | 2010-08-14 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-09-20 | 2011-08-15 | Rep | Dealing in securities | 2010-09-20 | 2011-08-15 |
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