Woo, Kai Wing Ray 胡啟榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-12-14 | 2017-02-13 | RO | Dealing in securities | 2017-02-13 | 2017-02-20 |
| 2 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-07-19 | 2016-06-14 |
| 3 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2021-11-11 | 2021-11-19 | RO | Dealing in securities | 2021-11-19 | Rep | Asset management | 2021-11-30 |
| 4 | Silk Road International Capital Limited | Rep | Dealing in securities | 2020-03-31 | 2020-06-03 | RO | Dealing in securities | 2020-06-03 | 2021-10-22 |
| 5 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2017-04-20 | 2019-12-20 |
| 6 | Zhongrong International Securities Company Limited | RO | Dealing in securities | 2017-04-20 | 2019-12-20 |
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