Kawai, Hidemoto 河合秀源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2005-09-07 | 2007-07-17 | Rep | Dealing in securities | 2005-09-07 | 2007-07-17 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-07 | 2007-07-17 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-18 | 2005-08-31 | Rep | Advising on securities | 2004-02-18 | 2005-08-31 | Rep | Dealing in securities | 2005-04-14 | 2005-08-31 |
| 4 | ELLIOTT ADVISORS (HK) LIMITED | Rep | Asset management | 2007-12-05 | 2018-11-14 | RO | Asset management | 2018-11-14 | 2020-03-04 | RO | Advising on futures contracts | 2019-09-13 | 2020-03-04 | RO | Advising on securities | 2019-09-13 | 2020-03-04 | Rep | Advising on futures contracts | 2020-03-04 | 2020-07-15 | Rep | Advising on securities | 2020-03-04 | 2020-07-15 | Rep | Asset management | 2020-03-04 | 2020-07-15 |
| 5 | Kikaku Management Limited | RO | Asset management | 2021-04-21 |
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