Lau, Arthur Tak Kei 劉德基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARK PACIFIC CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2014-06-20 | RO | Asset management | 2014-06-20 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-02-07 | 2007-08-22 | Rep | Dealing in securities | 2006-02-07 | 2007-08-22 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-02-07 | 2007-08-22 |
| 4 | ELLIOTT ADVISORS (HK) LIMITED | Rep | Asset management | 2007-11-23 | 2013-10-08 |
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