Chan, Mo Yin 陳慕賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Admiralty Harbour Capital Limited | Rep | Dealing in securities | 2022-06-28 | Rep | Advising on corporate finance | 2022-06-28 | 2022-08-16 | Rep | Advising on securities | 2022-07-13 | RO | Advising on corporate finance | 2022-08-16 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2017-05-17 | 2017-07-03 | Rep | Dealing in securities | 2017-05-17 | 2018-05-12 | RO | Advising on corporate finance | 2017-07-03 | 2018-05-12 |
| 3 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2018-05-25 | 2018-10-24 | Rep | Dealing in securities | 2018-05-25 | 2022-06-15 | RO | Advising on corporate finance | 2018-10-24 | 2022-06-15 |
| 4 | EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2011-05-18 | 2016-05-08 | Rep | Dealing in securities | 2011-05-18 | 2016-05-08 |
| 5 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2003-10-22 | 2003-12-03 |
| 6 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2003-10-22 | 2003-12-03 |
| 7 | SDICS International Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-05-17 | 2016-08-03 | RO | Advising on corporate finance | 2016-08-03 | 2017-04-27 |
| 8 | SDICS International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-05-17 | 2017-04-27 |
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