Chung, Kwong San 鍾廣燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA TIAN YUAN COMMODITIES AND FUTURES LIMITED | RO | Dealing in futures contracts | 2017-09-19 | 2018-09-30 |
| 2 | CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Dealing in securities | 2017-05-24 | 2018-09-30 | Rep | Advising on securities | 2017-11-15 | 2018-09-30 | Rep | Asset management | 2018-09-21 | 2018-09-30 |
| 3 | CVP Asset Management Limited | Rep | Advising on securities | 2019-07-03 | 2020-04-18 | Rep | Asset management | 2019-07-03 | 2020-04-18 |
| 4 | CVP Securities Limited | Rep | Dealing in futures contracts | 2019-05-08 | 2019-06-18 | Rep | Dealing in securities | 2019-05-08 | 2021-11-09 | RO | Dealing in futures contracts | 2019-06-18 | 2022-09-19 |
| 5 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-06-11 | 2014-04-01 |
| 6 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-11-28 | 2016-05-16 |
| 7 | Haitong Futures Hong Kong Limited | Rep | Dealing in futures contracts | 2016-07-29 | 2017-04-28 |
| 8 | VC ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-10-30 | 2019-04-01 |
| 9 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2018-10-30 | 2019-04-01 | Rep | Dealing in securities | 2018-10-30 | 2019-04-01 |
| 10 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-30 | 2018-12-18 | RO | Dealing in futures contracts | 2018-12-18 | 2019-04-01 |
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