Lam, Wing Chit 林永哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-08-15 | 2006-08-28 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-06-03 | 2011-12-30 |
| 3 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-06-03 | 2011-12-30 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-06-03 | 2011-12-30 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-20 | 2008-02-12 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-01-08 | 2008-02-12 | Rep | Dealing in securities | 2007-08-20 | 2008-02-12 |
| 7 | Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2013-12-11 | 2018-03-08 | Rep | Dealing in futures contracts | 2013-12-11 | 2021-11-01 | Rep | Dealing in securities | 2013-12-11 | 2021-11-01 | Rep | Asset management | 2015-07-20 | 2021-11-01 | RO | Leveraged foreign exchange trading | 2018-03-08 | 2021-11-01 |
| 8 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-11 | Rep | Asset management | 2004-01-11 | Rep | Dealing in futures contracts | 2004-01-11 |
| 9 | Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2006-09-14 | 2006-12-11 |
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