Or, Kwan Ying 柯鈞瀛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-26 | |
2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Asset management | 2004-02-26 | |
3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-24 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | 2004-09-07 | 2008-11-14 | EMPEROR FUTURES LIMITED | Rep | 2008-12-01 |
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