So, Wai Hong (SFC:AGH369) 蘇偉康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-01-24 | 2014-04-01 |
| 2 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2015-11-16 | |
| 3 | EX ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-01-17 | 2020-03-02 | Rep | Asset management | 2020-01-17 | 2020-03-02 | RO | Advising on securities | 2020-03-02 | 2021-07-01 | RO | Asset management | 2020-03-02 | 2021-07-01 |
| 4 | Hanyuanyongchang International Limited | RO | Asset management | 2021-08-11 | 2023-02-09 | RO | Advising on securities | 2021-10-25 | 2023-02-09 | RO | Dealing in securities | 2021-10-25 | 2023-02-09 |
| 5 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2025-01-20 | 2025-01-28 | Rep | Asset management | 2025-01-20 | 2025-01-28 | Rep | Dealing in securities | 2025-01-20 | 2025-01-28 | RO | Advising on securities | 2025-01-28 | RO | Asset management | 2025-01-28 | RO | Dealing in securities | 2025-01-28 |
| 6 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2025-03-18 | RO | Asset management | 2025-03-18 | RO | Dealing in securities | 2025-03-18 |
| 7 | Mason Securities Limited | Rep | Advising on securities | 2025-01-20 | 2025-01-28 | Rep | Asset management | 2025-01-20 | 2025-01-28 | Rep | Dealing in securities | 2025-01-20 | 2025-01-28 | RO | Advising on securities | 2025-01-28 | RO | Asset management | 2025-01-28 | RO | Dealing in securities | 2025-01-28 |
| 8 | SHENGAO INTERNATIONAL LIMITED | RO | Advising on securities | 2023-07-28 | 2024-11-30 | RO | Asset management | 2023-07-28 | 2024-11-30 |
| 9 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-11-27 | 2020-01-09 | Rep | Asset management | 2015-11-27 | 2020-01-09 |
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