Yung, Yu Shing 容宇晟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-11-19 | 2022-11-11 | Rep | Dealing in securities | 2020-11-19 | 2024-03-17 | Rep | Advising on securities | 2022-11-07 | 2024-03-17 | RO | Dealing in futures contracts | 2022-11-11 | 2024-01-16 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2019-03-27 | 2019-07-12 | Rep | Dealing in futures contracts | 2019-03-27 | 2019-07-12 |
| 3 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-06-29 | 2016-10-01 |
| 4 | Future Securities Limited (HK) | Rep | Advising on securities | 2024-05-07 | 2024-09-13 | Rep | Dealing in securities | 2024-05-07 | 2024-09-13 | Rep | Advising on futures contracts | 2024-05-22 | 2024-09-13 | Rep | Asset management | 2024-05-22 | 2024-09-13 | Rep | Dealing in futures contracts | 2024-05-22 | 2024-09-13 | RO | Advising on futures contracts | 2024-09-13 | RO | Advising on securities | 2024-09-13 | RO | Asset management | 2024-09-13 | RO | Dealing in futures contracts | 2024-09-13 | RO | Dealing in securities | 2024-09-13 |
| 5 | HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2017-03-28 | 2018-07-16 |
| 6 | KVB Capital Markets Limited | Rep | Leveraged foreign exchange trading | 2019-10-30 | 2020-02-28 |
| 7 | Rich Bay Securities Limited | Rep | Dealing in futures contracts | 2020-05-18 | 2020-11-04 | Rep | Dealing in securities | 2020-05-18 | 2020-11-04 |
| 8 | Wonderland International Asset Management Limited | Rep | Asset management | 2021-03-30 | 2023-12-27 |
| 9 | XIN HUA SECURITIES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-11-16 | 2019-03-15 | Rep | Dealing in futures contracts | 2018-11-16 | 2019-03-15 |
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