Wu, Bernard Tak Lung 吳德龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Financial Group Limited | Rep | Dealing in securities | 2010-08-18 | 2012-11-09 |
| 2 | AMPLE CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-08-18 | 2011-05-24 | Rep | Asset management | 2010-08-18 | 2012-11-09 | RO | Advising on corporate finance | 2011-05-24 | 2012-11-09 |
| 3 | CSC ASIA LIMITED | Rep | Advising on corporate finance | 2009-03-02 | 2009-04-08 | RO | Advising on corporate finance | 2009-04-08 | 2010-07-20 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-02-08 | 2010-07-20 |
| 5 | FDB Financial Group Limited | Rep | Advising on securities | 2004-08-13 | Rep | Asset management | 2004-08-13 | Rep | Advising on corporate finance | 2004-08-26 | RO | Advising on corporate finance | 2004-08-26 | 2007-06-15 |
| 6 | Fortune Ocean Asset Management Limited | RO | Advising on securities | 2023-09-11 | RO | Asset management | 2023-09-11 |
| 7 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | RO | Advising on corporate finance | 2007-08-24 | 2009-02-11 |
| 8 | POSEIDON HILL CAPITAL LIMITED (b2014-09-24) | RO | Asset management | 2017-06-27 | 2022-10-16 |
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