Yee, Paul Siu Wai 余少偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Emperor Wealth Management Limited | RO | Advising on securities | 2011-03-30 | 2011-11-09 | RO | Dealing in securities | 2011-03-30 | 2011-11-09 | Rep | Advising on securities | 2011-11-09 | 2012-01-01 | Rep | Dealing in securities | 2011-11-09 | 2012-01-01 |
| 2 | Funderstone Securities Limited | Rep | Advising on securities | 2012-04-26 | 2015-05-14 | Rep | Dealing in securities | 2012-04-26 | 2015-05-14 |
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