Hsieh, Wei-Horng 謝偉鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Securities Company Limited (The) | RO | Advising on securities | 2019-07-29 | 2020-07-17 | RO | Asset management | 2019-07-29 | 2020-07-17 | RO | Dealing in securities | 2019-07-29 | 2020-07-17 |
| 2 | CSOP Asset Management Limited | Rep | Advising on securities | 2010-04-29 | 2010-07-19 | Rep | Asset management | 2010-04-29 | 2010-07-19 |
| 3 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on securities | 2011-07-04 | 2012-07-12 | Rep | Asset management | 2011-07-04 | 2012-07-12 | Rep | Advising on corporate finance | 2012-07-12 | 2013-11-05 | RO | Advising on securities | 2012-07-12 | 2016-09-18 | RO | Asset management | 2012-07-12 | 2016-09-18 | RO | Advising on corporate finance | 2013-11-05 | 2016-09-18 | RO | Advising on futures contracts | 2013-11-05 | 2016-09-18 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2016-11-25 | 2019-06-02 | RO | Asset management | 2016-11-25 | 2019-06-02 | RO | Dealing in securities | 2018-06-04 | 2019-06-02 |
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