Lee, Ka Lee 李嘉莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Eastspring Investments (Hong Kong) Limited | Rep | Dealing in securities | 2009-07-21 | 2011-06-03 |
2 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on securities | 2011-06-27 | 2015-05-01 | Rep | Asset management | 2011-06-27 | 2015-05-01 |
3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-11 | 2008-11-26 |
4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-08-28 | 2008-11-26 |
5 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2006-08-18 | 2008-11-26 | Rep | Asset management | 2006-08-18 | 2008-11-26 |
6 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-21 | 2006-08-11 | Rep | Asset management | 2006-07-21 | 2006-08-11 |
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