Cheung, Kai Yuen 張啟源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | RO | Asset management | 2008-07-10 | 2014-01-30 |
| 2 | DRAGONINVEST GROUP LIMITED | RO | Advising on securities | 2004-08-02 | |
| 3 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-12-04 | |
| 4 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2006-12-04 | |
| 5 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2004-08-05 | 2006-11-30 | Rep | Asset management | 2004-08-24 | 2006-11-30 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-08-24 | 2006-11-30 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-24 | 2006-11-30 |
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