Law, Kam On 羅錦安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-11 | 2010-11-24 | RO | Dealing in futures contracts | 2010-11-24 |
| 2 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-11 | |
| 3 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-28 | Rep | Asset management | 2004-04-28 | Rep | Dealing in futures contracts | 2005-10-04 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-10-06 | 2010-07-31 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-05-25 | 2010-07-31 |
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