Poon, Sou Ling 潘秀玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-28 | |
| 2 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-28 | |
| 3 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-03 | 2005-10-22 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-03-03 | Rep | Advising on securities | 2004-03-03 | Rep | Asset management | 2004-03-03 | Rep | Dealing in securities | 2005-10-22 |
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