Yip, Man Wai (SFC:AEY361) 葉敏慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-16 | 2013-10-09 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-02-22 | 2018-07-08 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-16 | 2018-07-08 |
| 4 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-01 | 2005-08-20 |
| 5 | GREAT BAY SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-10 | 2005-05-31 |
| 6 | HING WONG SECURITIES LIMITED | Rep | Dealing in securities | 2018-07-20 | 2021-07-15 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-04-23 | Rep | Advising on securities | 2004-04-23 | Rep | Asset management | 2004-04-23 | Rep | Dealing in securities | 2004-04-23 |
| 8 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-22 | 2009-02-12 |
| 9 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2021-11-17 | 2024-01-12 |
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