Wong, Sai Fu 黃世富
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-11-13 | Rep | Advising on securities | 2003-11-13 | Rep | Asset management | 2003-11-13 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2015-07-23 | 2015-11-26 | Rep | Dealing in securities | 2015-07-23 | 2018-02-20 | RO | Advising on corporate finance | 2015-11-26 | 2018-02-20 |
| 3 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-10-26 | 2007-01-20 | Rep | Advising on securities | 2006-11-17 | 2007-01-20 | Rep | Dealing in securities | 2006-11-17 | 2007-01-20 |
| 4 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-03-01 | 2011-09-22 | RO | Advising on corporate finance | 2011-09-22 | 2014-12-11 |
| 5 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-09-17 | 2014-12-11 |
| 6 | Founder Securities (Hong Kong) Capital Company Limited | Rep | Dealing in securities | 2018-06-01 | 2020-01-23 | RO | Advising on corporate finance | 2018-06-01 | 2020-12-31 |
| 7 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-12-22 | 2015-07-02 |
| 8 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-12-22 | 2015-07-02 |
| 9 | Jun Hui International Finance Limited | Rep | Advising on corporate finance | 2021-01-26 | 2021-03-05 | RO | Advising on corporate finance | 2021-03-05 | 2023-12-04 |
| 10 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2005-05-03 | 2006-10-23 |
| 11 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2004-01-12 | 2005-04-01 |
| 12 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on securities | 2003-11-13 | Rep | Asset management | 2003-11-13 | Rep | Advising on corporate finance | 2004-01-01 |
| 13 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2024-01-10 | 2024-04-03 | Rep | Advising on securities | 2024-04-03 | Rep | Dealing in securities | 2024-04-03 | RO | Advising on corporate finance | 2024-04-03 |
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