Cheung, Nga Li 張雅莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-05-30 | |
| 2 | Essence International Financial Holdings Limited | Rep | Dealing in securities | 2010-07-27 | 2014-09-15 |
| 3 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-16 | 2016-04-06 | RO | Dealing in securities | 2016-04-06 |
| 4 | KGI CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-06-13 | 2009-12-19 |
| 5 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2006-04-18 | 2009-12-19 |
| 6 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Dealing in securities | 2004-10-20 | 2006-04-09 |
| 7 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2010-03-17 | 2010-07-14 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-03-17 | 2010-07-15 |
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