Au, Tsan Sang 區贊生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHRISTFUND FUTURES LIMITED | RO | Dealing in futures contracts | 2004-11-17 | |
| 2 | CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-30 | Rep | Advising on securities | 2003-09-30 | Rep | Asset management | 2003-09-30 | Rep | Dealing in securities | 2004-11-17 |
| 3 | CVP Securities Limited | Rep | Dealing in securities | 2004-11-18 | 2005-09-08 | RO | Dealing in futures contracts | 2005-05-06 | 2006-07-31 | RO | Dealing in securities | 2005-09-08 | 2006-07-31 | Rep | Dealing in securities | 2007-03-22 | 2007-03-28 | RO | Dealing in futures contracts | 2007-03-28 | 2015-06-30 | RO | Dealing in securities | 2007-03-28 | 2015-06-30 |
| 4 | EASTIN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-06-11 | 2021-06-24 | Rep | Asset management | 2021-06-11 | 2021-06-24 | RO | Advising on securities | 2021-06-24 | RO | Asset management | 2021-06-24 |
| 5 | HOU TAK SECURITIES LIMITED | RO | Dealing in securities | 2006-08-29 | 2007-02-12 |
| 6 | Original Asset Management Limited | RO | Advising on securities | 2019-02-08 | 2021-04-28 | RO | Asset management | 2019-02-08 | 2021-04-28 |
| 7 | Original Group Securities Limited | Rep | Dealing in securities | 2018-10-08 | 2018-10-15 | RO | Dealing in securities | 2018-10-15 | 2021-04-28 |
| 8 | PRESTIGE ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2017-08-09 | 2018-08-15 |
| 9 | PRESTIGE SECURITIES LIMITED (HK) | RO | Dealing in securities | 2015-09-15 | 2018-08-15 | RO | Advising on securities | 2016-08-22 | 2018-08-15 |
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