Ko, Hon Tak 高漢德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2004-07-20 | 2005-12-29 | Rep | Dealing in futures contracts | 2005-10-27 | 2005-12-29 | RO | Dealing in futures contracts | 2005-12-29 | 2016-02-01 | RO | Dealing in securities | 2005-12-29 | 2016-02-01 |
| 2 | Golden Rich Securities Limited | Rep | Dealing in securities | 2016-04-26 | 2016-06-23 | RO | Dealing in securities | 2016-06-23 | 2020-11-30 | Rep | Dealing in securities | 2020-11-30 |
| 3 | PIPER JAFFRAY ASIA FUTURES LIMITED | RO | Dealing in futures contracts | 2004-02-13 | 2004-03-23 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-03-23 | Rep | Advising on securities | 2004-03-23 | Rep | Asset management | 2004-03-23 | Rep | Dealing in securities | 2004-03-23 |
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