Au, Chi Ping 區志平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2022-03-08 | |
| 2 | TOPMORE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-12-23 | |
| 3 | TOPMORE COMMODITIES LIMITED | Rep | Asset management | 2003-12-23 | |
| 4 | TOPMORE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-12-31 | |
| 5 | CVP Securities Limited | Rep | Dealing in futures contracts | 2006-01-18 | 2016-04-28 |
| 6 | CVP Securities Limited | Rep | Dealing in securities | 2008-05-16 | 2016-04-28 |
| 7 | Golden Rich Securities Limited | Rep | Dealing in securities | 2016-05-05 | 2022-02-10 |
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