Chow, Stephen Wai Ki 周偉祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2005-04-06 | 2012-11-01 |
| 2 | ELSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-03 | 2005-04-06 |
| 3 | INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-14 | Rep | Advising on securities | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Dealing in securities | 2004-04-02 |
| 4 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-11-19 | 2015-06-17 |
| 5 | NEW UNIVERSE SECURITIES (HK) LIMITED | RO | Dealing in securities | 2021-05-11 | 2022-07-19 |
| 6 | Profitech Securities Limited | RO | Dealing in securities | 2022-08-29 | |
| 7 | Realord Asia Pacific Securities Limited | RO | Dealing in securities | 2015-06-29 | 2021-04-30 |
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