Hung, Lin Tiu 洪連調
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-12-23 | |
| 2 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2003-12-23 | |
| 3 | UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-12-23 | |
| 4 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Asset management | 2003-12-23 | UPBEST SECURITIES COMPANY LIMITED | Rep | 2003-12-23 |
| 5 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-12-01 | CVP Securities Limited | Rep | 2005-12-13 | 2016-09-30 |
| 6 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-12-01 | CVP Securities Limited | Rep | 2005-12-13 | 2016-09-30 |
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