Lui, Yu Kau 呂譽鏐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in futures contracts | 2008-02-21 | 2015-06-30 | Rep | Dealing in securities | 2008-02-21 | 2015-06-30 |
| 2 | GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2024-01-12 | 2024-02-29 | Rep | Asset management | 2024-01-12 | 2024-02-29 | RO | Advising on securities | 2024-02-29 | RO | Asset management | 2024-02-29 |
| 3 | HC Securities (HK) Limited | RO | Advising on securities | 2021-12-21 | 2023-12-10 | RO | Asset management | 2021-12-21 | 2023-12-10 | RO | Dealing in securities | 2021-12-21 | 2023-12-10 |
| 4 | Integrity Construction & Development Securities Group Limited | Rep | Advising on securities | 2024-01-12 | 2024-02-29 | Rep | Dealing in securities | 2024-01-12 | 2024-02-29 | RO | Advising on securities | 2024-02-29 | RO | Dealing in securities | 2024-02-29 |
| 5 | Original Asset Management Limited | RO | Advising on securities | 2020-09-10 | 2021-10-31 | RO | Asset management | 2020-09-10 | 2021-10-31 |
| 6 | Original Group Securities Limited | Rep | Dealing in securities | 2017-04-27 | 2017-05-10 | RO | Dealing in securities | 2017-05-10 | 2021-10-31 |
| 7 | PRESTIGE SECURITIES LIMITED (HK) | RO | Dealing in securities | 2015-09-15 | 2017-04-19 | RO | Advising on securities | 2016-08-22 | 2017-04-19 |
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