Leung, Lok Kin 梁洛乾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-21 | 2015-09-01 |
| 2 | Prior Asset Management Limited | Rep | Advising on securities | 2021-07-22 | 2021-12-17 |
| 3 | Prior Securities Limited | Rep | Dealing in securities | 2018-11-16 | 2020-08-20 | RO | Dealing in securities | 2020-08-20 | 2021-12-17 |
| 4 | SoFi Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-02-01 | 2016-11-26 | Rep | Dealing in securities | 2016-02-01 | 2016-11-26 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2016-12-20 | 2017-08-30 | Rep | Dealing in securities | 2016-12-20 | 2017-08-30 |
| 6 | SUNFUND FUND MANAGEMENT LIMITED | Rep | Asset management | 2022-04-01 | 2022-10-31 |
| 7 | SUNFUND SECURITIES LIMITED | Rep | Advising on securities | 2022-02-08 | 2022-02-28 | Rep | Dealing in securities | 2022-02-08 | 2022-02-28 | RO | Advising on securities | 2022-02-28 | 2022-10-31 | RO | Dealing in securities | 2022-02-28 | 2022-10-31 |
| 8 | Synergy Futures Limited | RO | Advising on securities | 2022-11-07 | RO | Dealing in securities | 2022-11-07 | Rep | Advising on futures contracts | 2023-03-02 | 2023-09-18 | Rep | Dealing in futures contracts | 2023-03-02 | 2023-09-18 | RO | Advising on futures contracts | 2023-09-18 | RO | Dealing in futures contracts | 2023-09-18 |
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