Yu, Shing Tak 余誠德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-02 | 2011-10-04 |
| 2 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2011-10-21 | 2013-09-08 | Rep | Dealing in securities | 2011-10-21 | 2013-09-08 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-05 | 2010-10-23 |
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