Lau, Chi Kong (SFC:ACS897) 劉志崗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-21 | 2010-06-17 |
| 2 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2008-10-15 | 2010-06-17 |
| 3 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-29 | 2006-05-03 |
| 4 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2003-08-23 | 2006-01-01 | Rep | Dealing in securities | 2007-04-25 | 2008-10-10 | Rep | Dealing in securities | 2010-06-23 |
| 5 | Planetree Futures Limited | Rep | Advising on futures contracts | 2003-04-25 | Rep | Asset management | 2003-04-25 | Rep | Dealing in futures contracts | 2003-04-25 |
| 6 | Planetree Securities Limited | Rep | Advising on corporate finance | 2003-04-25 | Rep | Advising on securities | 2003-04-25 | Rep | Asset management | 2003-04-25 | Rep | Dealing in securities | 2003-04-25 |
| 7 | ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-05-26 | 2007-02-01 |
| 8 | ROCTEC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-05-09 | 2007-02-01 |
| 9 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2010-07-29 | 2012-07-26 |
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