Yip, Sara Pui Sze 葉佩詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Asset management | 2003-09-29 | |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-09-29 | |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-15 | |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Asset management | 2003-12-15 | |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Automated trading services | 2003-12-15 | |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-12-15 | |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-05-02 | |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-05-02 | |
| 10 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-29 | 2011-01-26 |
| 11 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2007-05-29 | 2012-08-15 |
| 12 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-26 | 2014-06-04 |
| 13 | KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2014-06-13 | 2015-06-18 |
| 14 | Success Securities Limited | Rep | Dealing in securities | 2015-07-07 | 2020-08-14 |
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