Lau, On Wah 劉安樺

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AOP Capital Limited Rep Advising on securities 2020-09-02 2021-01-22
Rep Asset management 2020-09-02 2021-01-22
2 Augment Wealth Advisors Limited RO Dealing in futures contracts 2021-08-19 2022-12-13
RO Dealing in securities 2021-08-19 2022-12-13
RO Advising on futures contracts 2021-08-19 2023-10-31
RO Advising on securities 2021-08-19 2023-10-31
RO Asset management 2021-08-19 2023-10-31
3 EUREKA CAPITAL PARTNERS (HK) LIMITED RO Advising on securities 2016-08-23 2017-03-05
RO Dealing in securities 2016-08-23 2017-03-05
4 Execution Noble (Hong Kong) Limited Rep Dealing in securities 2005-10-14 2005-12-19
RO Dealing in securities 2005-12-19 2006-05-15
Rep Dealing in securities 2006-05-15 2007-03-22
RO Dealing in securities 2007-03-22 2015-04-10
5 Grit Securities Limited RO Dealing in securities 2017-03-08 2020-08-31
6 JOINCAP CAPITAL LIMITED RO Advising on securities 2017-09-22 2020-08-31
RO Asset management 2017-09-22 2020-08-31
7 KHG Asset Management Limited RO Advising on securities 2024-01-04
RO Asset management 2024-01-04
RO Dealing in securities 2024-01-04
8 SBI China Capital Commodities Limited RO Dealing in futures contracts 2005-08-08
RO Advising on futures contracts 2005-04-21 2005-08-08
RO Asset management 2005-04-21 2005-08-08
9 SBI China Capital Financial Services Limited RO Dealing in securities 2005-08-08
10 SBI China Capital Securities Limited RO Dealing in securities 2005-08-08
RO Advising on securities 2005-04-21 2005-08-08
RO Asset management 2005-04-21 2005-08-08

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