Lane, Graeme John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Securities Limited | RO | Dealing in securities | 2016-12-01 | 2017-07-03 |
| 2 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-11-24 | 2007-08-14 | RO | Dealing in futures contracts | 2007-08-14 | 2008-11-20 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2006-11-24 | 2008-11-20 |
| 4 | Execution Noble (Hong Kong) Limited | Rep | Dealing in securities | 2009-07-07 | 2014-03-24 | RO | Dealing in securities | 2014-03-24 | 2014-09-12 |
| 5 | MORGANS (HONG KONG) LIMITED | RO | Advising on securities | 2023-03-21 | RO | Dealing in securities | 2023-03-21 |
| 6 | Redbridge Global Strategies Limited | RO | Advising on securities | 2019-07-09 | 2023-02-28 | RO | Asset management | 2019-07-09 | 2023-02-28 | RO | Dealing in securities | 2019-07-09 | 2023-02-28 |
| 7 | SP Global Access Limited | RO | Dealing in securities | 2017-11-09 | 2018-10-26 |
| 8 | Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2015-11-26 | 2016-07-27 | Rep | Dealing in securities | 2015-11-26 | 2016-07-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy